The post-2008 financial era has created a relentless pace of regulatory change. For capital markets participants, the primary challenge is navigating the complex, often overlapping demands from regulators like Canada's OSFI and the U.S. Federal Reserve. Key hurdles such as the finalization of Basel III Endgame (Basel IV), the implementation of the Fundamental Review of the Trading Book (FRTB), and the ongoing transition from LIBOR present significant operational and capital challenges. As a premier Toronto-based firm, our team of seasoned experts offers comprehensive support to ensure your operations are not just compliant, but strategically positioned to handle future regulatory shifts with resilience.

• Regulatory Gap Analysis
• Compliance Program Development
• Policy & Procedure Drafting
• Mock Regulatory Audits
• Automated Compliance Reporting
• Employee Training & Monitoring

This powerful tool demonstrates our firm's analytical capabilities. Enter a regulatory topic below (e.g., "Fundamental Review of the Trading Book," "Basel III Endgame") and our AI will generate a summary, identify relevant rule sections, and explain the direct compliance implications.